UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
Apellis Pharmaceuticals, Inc. (the “Company”) held its Annual Meeting of Stockholders on June 1, 2020. The following is a summary of the matters voted on at that meeting.
| (a) | The stockholders of the Company elected Gerald Chan and Cedric Francois as class III directors, each for a three-year term ending at the annual meeting of stockholders to be held in 2023. The results of the stockholders’ vote with respect to the election of the class II directors were as follows: |
| Name |
For |
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Broker Non-Votes |
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| Gerald Chan |
50,416,199 |
6,656,084 |
6,786,547 |
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| Cedric Francois |
50,999,464 |
6,072,819 |
6,786,547 |
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| (b) | The stockholders of the Company ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. The results of the stockholders’ vote with respect to such ratification were as follows: |
| For |
Against |
Abstain |
Broker | |||
| 63,619,179 |
201,038 |
38,613 |
— |
| (c) | The stockholders of the Company approved the advisory vote on the compensation of the Company’s named executive officers. The results of the stockholders’ vote with respect to the advisory proposal were as follows: |
| For |
Against |
Abstain |
Broker | |||
| 55,562,816 |
1,483,081 |
26,386 |
6,786,547 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Apellis Pharmaceuticals, Inc. | ||||||
| Date: June 1, 2020 |
By: |
/s/ Cedric Francois | ||||
| Cedric Francois, M.D., Ph.D. | ||||||
| President and Chief Executive Officer | ||||||